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<1>
"Hansel and Gretel" is the natural companion piece to the discussion of
"Little Red Riding Hood," as many of the same themes and infantile needs
are addressed in both tales, and both share a similar structure. In each,
a child (or children) are alone in a wood, away from parental influence,
and must, through their wits, find a way to navigate the forest and avoid
danger. Both also deal with cannibalistic themes, abjection and the splitting
of good and bad mothers. Much less criticism exists on "Hansel and Gretel"
as tale. Perhaps this is because its origins are not as diverse as LRRH.
Perhaps it is because the tale has not been as intensely edited for content
as LRRH. "Hansel and Gretel" has not, however, escaped the revision process
performed by the Grimm brothers on all their tales during the editions they
produced. |
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<2>
The major change effected by the Grimms during the revision
process from the 1810 manuscript edition to the final product lies in the
reshaping of the parental figures. In an early version of the tale, both
(natural) parents can be seen as "evil" in that they each contribute to
the abandonment of their children actively. In subsequent editions, the
roles begin to subtly shift so that the father slowly emerges as reluctant
victim to the step -mother's evil designs-the "witching" of the female begins.
In the manuscript version (1810), the tale begins:
There was
once a poor woodcutter, who lived in front of a great forest. He fared
so miserably, that he could scarcely feed his wife and his two children.
Once he had no bread any longer, and suffered great anxiety, then his
wife said to him in the evening in bed: take the two children tomorrow
morning and take them into the great forest, give them the bread we have
left, and make a large fire for them and after that go away and leave
them alone. The husband did not want to for a long time, but the wife
left him no peace, until he finally agreed (Ellis 176).
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<3>
Here we have the "real" mother plotting to abandon her children and the
father as complicit. The boy takes pebbles with him the next morning, having
overheard the plot, and the two are able to follow the stones back to the
house, once left in the forest. When they return home, "The father
was glad, for he had not done it willingly; but the mother was angry"
(Ellis 177). Soon the parents attempt to leave the children again in the
wood, and the brother tries his pebble trick with bread instead. Birds eat
the crumbs and thus the children are left. They wander the forest until
finding the hut of a "small old woman." The hut, made of bread
and sugar is a welcome sight and the children nibble away. The old woman
comes out and asks them in, feeds them and puts them to bed. The next morning,
showing her true colors, the woman puts the boy in a stable and prepares
to fatten and then cook him. When the oven is hot the old woman asks the
girl to crawl in to see if it is ready. The girl feigns stupidity and asks
the old woman to show her how it is done. Once the witch is in the oven,
the girl slams the door and the woman is roasted. The children then find
"the house full of jewels," and gather them to take back home.
In this version, the father "becomes a rich man, but the mother was
dead" (Ellis 179). |
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<4>
In the Grimms' first edition of the tale (1812-15) the children's names
are introduced as Hansel and Gretel, the woman is still his wife and natural
mother of the children, but suddenly the father appears more assertive in
his attempts to resist his wife's scheme. After she unveils her plan to
him, he responds: "No, wife...I cannot find it in my heart to take
my own dear children to the wild animals, who would soon tear them apart
in the forest" (Ellis 179). She badgers him until he reluctantly agrees.
When the children return home, the father is glad (as per the manuscript
version) and the mother is angry, but in this version she "pretended"
she was also glad of their return. On their second foray into the forest
as the parents again try to abandon the children, this time it is explicitly
the mother who "took them even deeper into the forest, where they had
not been in all their days" (Ellis 181). |
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<5>
The mother becomes increasingly sinister in the first edition of the tale,
but she is not the only female character to be presented as clearly evil;
in this edition, the "old woman" of the manuscript edition becomes
"a wicked witch" who "lay in wait for children and had built
her little house of bread to tempt them, and whenever one of them got into
her power, she killed it, cooked it, and ate it, and that was for her a
day to celebrate" (182). According to Max Luthi, "the witch in
Hansel and Gretel is not a person, but a mere figure, a personification
of evil" (15). While in LRRH, the child (unknowingly) cannibalizing
the grandmother was shifted and edited, here the cannibalism of the older
woman is amplified. She traps and eats children and celebrates their demise.
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<6>
The duplicitous nature of the woman/witch is illustrated
by her behavior. Before she reveals her evil nature, she first gives the
children a good meal of "milk and pancakes with sugar, apples and nuts"
and then puts them into bed. The next morning she puts Hansel in a stable
and addresses Gretel: "get up, you lazybones" to direct her to
fetch water for cooking. The story progresses as the manuscript draft does,
but when Gretel is asked to enter the oven it is "God" who inspires
her to shove the witch in her stead. >> |
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<7>
The second edition (1819) follows the first almost identically until the
death of the witch, after which the children take her jewels and then try
to return home but can only do so with the aid of a white duck who ferries
them across a water. |
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<8>
In the fifth edition (1843), the mother becomes "the wife" and
thus a step- mother. She has gained even more zeal to rid herself and her
husband of his children, and perhaps to soften the maternal threat to the
children, she loses her status as a biological parent. When she first exhorts
the children to enter the wood, she is the one who says "get up you
lazy bones" thus connecting her with the witch who utters the same
phrase. When they return home, the wife blames the children for falling
asleep in the wood and being left behind. Again the duplicity of the evil
female character is shown, this time in reference to the wife. Much as the
wife pretends the children are at fault and pretends that she is happy for
their return, so does the witch "pretend to be so kind" in order
to fool the children into entering her home. The tale, with some added details,
follows the previous editions to its end. This double nature of the female
character is corresponds to the split of the child's perception of its mother
into good and bad elements. |
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<9>
Again, this tale, as in LRRH where food is the reason
Red gets herself in a bind, revolves around the context of food--here the
fact that there is not enough food to sustain the family. Food is the root
cause of the dangers the children must overcome. In LRRH, little Red was
directed with food to the grandmother's home. In "Hansel and Gretel,"
lack of food (and temptation to eat) causes their problems. And again in
this tale we witness the splitting off of good/bad mothers. The "real"
mother who, in the manuscript version presses for the abandonment of the
children is too threatening, and is removed, or split. Thus in later versions,
the "bad" mother stands in as the one who refuses nourishment to the children.
She has become the "Step-mother." The wolf character in LRRH who stands
in for the grandmother is much like the witch in "Hansel and Gretel"
who is another manifestation of "bad" mother. The two bad mothers, stepmother
and witch, reflect the twin anxieties of the infant who is denied nourishment
and whose basic needs are not met. The step-mother denies, and the witch
threatens to retaliate by eating the children. |
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<10>
Another parallel point (in the Grimm's versions of the
two tales) is the insertion of the father figure into the story as a kind
of hero, saving the child from the potential dangers inherent in relying
upon or identifying too closely with the mother. In LRRH, the hunter steps
in and rescues the child and the grandmother, and in "Hansel and Gretel,"
the children are able to return to a father who realizes the fault in his
past actions, and who, without the influence of his wife (who is dead by
the end of the tale) is able to provide love and safety for the children
(Ellis 194). |
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<11>
Other clear parallels include the turning of tables,on
the would-be cannibal aggressor, and an ejecting of that abject figure from
the text. In the Grimm version of LRRH, the added scene in which the second
wolf is lured into the cooking pot surely resonates with the ending of "Hansel
and Gretel" in which the Witch is lured into the very oven (upon which sits
a cauldron of boiling water) she prepared for the children. Thus the cannibal
is punished by the same means as its own transgression. |
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<12>
Bruno Bettleheim discusses this text in his Uses of Enchantment as an expression
of the fear of abandonment anxiety. He points to the fact that "The
fairy tale expresses in words and actions the things which go on in children's
minds" (Bettleheim 159). Certainly, abandonment is a very real fear
felt by children. But I would argue that this tale also identifies and attempts
to allay the fear of the child about the denial by the mother of its needs,
or her retaliatory actions in conjunction with the child's own feeding habits.
Bettleheim does address the problems of the child's inappropriate oral aggression
and the tale seems to serve for him as a means by which the child observes
that it must give up its greedy oral needs and move on, or be forced to
do so against its will (i.e. left in the woods without food). He states
"the story of "Hansel and Gretel" gives body to the anxieties
and learning tasks of the young child who must overcome and sublimate his
primitive incorporative and thus destructive desires" (160). |
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<13>
This is a point well taken. But what is missing from this analysis is the
fact that the children are never really orally aggressive in the tale, and
never overtly cannibalistic in their eating patterns. Although they attack
the witch's house with apparent greed, and relish their feast, (and it is
clear the house stands for the body on a more symbolic level) it is the
witch herself who evinces the uncontrollable aggressive (cannibalistic)
eating patterns. Bettleheim does not discuss this element. Perhaps because
it does little to further Bettleheim's view that the tale is about the children,
not the witch, and their (the children's) oral greed. |
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<14>
The pattern established in the revisions of LRRH in which
the "good" girl moves from overt cannibalism to more symbolic consumption
repeats itself here as the children's eating is not literally cannibalistic,
it is only symbolically so. They eat the house because they are starving
and have been abandoned. Rejected by the mother, they eat whatever is presented
to them. What they eat is a trap set by the "bad" mother so that she may
incorporate them into herself (much like Red is trapped by the wolf/grandmother).
While many interpretations focus, as Bettleheim's does, on the tale as one
that revolves around the child's eating choices, it seems more connected
to the concept of addressing the dangers of maternal retaliation and how
to avoid them. |
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<15>
Much as Bettleheim views LRRH as a tale about the pleasure principle versus
the reality principle, he also reads "Hansel and Gretel" as a
kind of choice making journey: here's what happens when you do not control
your oral impulses. For Bettleheim, the witch figure serves not to represent
the bad/feared mother, but to represent "the destructive aspects of
orality" (162). Again, there is no need to dispute this fact. This
tale deals at some points with the idea of oral development, but that is
only the tip of the iceberg. It must also be credited with representing
more deeply held psychic anxieties about the role of the mother as a
split object, one who could retaliate, and also represents attempts
at reparation (in the form of jewels). Her death, symbolic or not, is the
only way the children can be released from their conundrum (Kristeva 1989,
27-8). In the end we have the death of both "mothers": the very
active murder of the bad-mother/witch and the "natural" death
of the (step) mother. The children leave the witch's house with her "treasure"
or her best parts and thus with that are able to live comfortably once they
return to the father. |
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<16>
Is there ever really a "good" mother present?
The Good mother in both LRRH and "Hansel and Gretel" lives a shadowy
existence. In LRRH, she is barely mentioned, as the grandmother becomes
the stand-in for her (and the wolf after that). In "Hansel and Gretel,"
the good mother is erased completely from the final version of the tale.
The split of the mother is clear in the first edition of the tale as the
biological mother is shown to be deceptive and "two-faced" appearing
to behave one way outwardly and another inwardly. When the children return
after the first abandonment attempt, "the father was heartily glad,
when he saw his children again, because he had not wanted to leave them
alone, the mother also pretended that she was glad, but secretly she was
angry" (Ellis 180). |
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<17>
According to Marina Warner , the duplicitous nature of
the female is entrenched not only in tale but also in myth. In her Six Myths
of Our Time, she asserts, "In the folklore of the past, classical and
medieval, the female beast, like the velociraptors, has sometimes cunningly--and
purposely concealed her true nature" (8), and again that "male
beasts...or male devils...don't possess the same degree of duplicity"
(9). << |
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<18>
It is instructive to analyze both the mothers and their "good" and "bad"
behaviors in the Grimm versions in order to chart development and characterization,
but the Grimm versions cannot provide material to analyze the more "mythic"
or universal themes of the fairy tales since the tales were expanded from
their original form and censored by the Grimm bothers. It is valid to look
at what the Brothers Grimm did to the stories as the changes represent not
only the brothers' own psychosexual peccadilloes, but also represent the
brothers' beliefs as informed and shaped by a certain cultural consciousness.
However, it is simply not valid to use their constructed and altered texts
as the "most authentic version." |
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<19>
The closest one can come to an uncensored text of "Hansel and Gretel"
comes from the manuscript version of the tale that existed before the Grimms
published their Kinder-und Hausmarchen. That version offers a biological
mother and a complicit father, both intent on abandoning the children. The
context is that of a lack of nourishment whose idea it is to cut off the
children so that they (the parents) can survive. The children, while smart
enough to evade their fate initially, eventually illustrate their inability
to provide for themselves. This version appears to represent both the child's
fears in fantasy that the mother will in some way seek to harm the child
as well as representing the cultural construction of the "evil" mother.
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<20>
Once they enter the wood, which can be seen as symbolic of an unconscious
or mental construct, they force a splitting off of the mother who becomes
bad and good. The children find the magical house made of food, and are
first treated to a feast by the woman of the house. They consume her offerings
only to be duped into (a) a refusal of food for Gretel and (b) the threat
of consumption for both. The dual infantile anxieties are played out in
terms of the two children. |
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<21>
In both "primary" versions of LRRH and "Hansel and
Gretel" the children learn responsibility and choice-making skills
that remove them from the threat of death, abjection and reincorporation.
In LRRH, the girl refuses the suggestions of the wolf, and is able to escape,
after her "last temptation" into regression, back to her home. In "Hansel
and Gretel," the children are able to trick the witch and deny her
cannibalistic need to incorporate them and return to their father. In both
tales, the bad mother is eliminated or avoided (ejected) and thus the child
or children are able to continue on their path. |
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<22>
While the pushing of the witch into the oven has been read by Roheim as
a kind of cannibalistic impulse on the part of the child, I would disagree
with such a reading (Roheim 170). It is apparent that the children are working
through the stages of psychological maturation while in the forest; grappling
with a mother that cannot be both bad and good at the same time. Thus split,
it is only in the murder of the bad mother that the children can successfully
continue. There is no evidence, in this light, that the children wish (however
unconsciously) to eat the witch. They want to kill the witch, and thus rid
themselves of the bad mother. |
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<23>
Much as the wolf seems locked in a very primitive state
(a state he tries to lure and hold Red Ridinghood in) in terms of defecation
and cannibalism, the witch is also locked in primitive behavior in her cannibalistic
inclinations towards the children. She perhaps serves a dual purpose in
representing both the primitive orality of the infant and "wrong" food choices,
and the retaliatory aggression of the bad mother. |
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<24>
Bettleheim sees the good mother as present in the bad mother/ witch in the
form of the treasure the children are able to claim as their own: "Then
it turns out that the good giving mother was hidden deep down in the bad
destructive mother because there are treasures to be gained" (162).
But Bettleheim does not go on to explain this process as Klein and Kristeva
might, including the reclaiming or re-shaping of the mother who was split
off into negative and positive entities, and the "reclaiming" as a process
of reparation. |
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<25>
In "Hansel and Gretel," once the children enter the wood, the
good mother, introjected
into the child's consciousness is not reclaimed literally or explicitly
in the tale, but is rather symbolically reclaimed in terms of the treasure
found in the witch's house at the end. The bad mother then, created out
of the anger of the child at being abandoned, is projected upon the character
of the witch who seems to act out the very unconscious fears of the child
as if in a dream/nightmare. The dual infantile anxieties are played out
in terms of the two children. |
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<26>
In the realm of the unconscious forest then, the children's object relations
anxieties are played out on a court devoid of other adult intervention.
Any access to "home" is denied or fraught with danger. The child's
"natural" home (or mother's body) is hostile to them and expels
them into the forest, denying nourishment and support. The children return
only to be thrust out again into the wood to fend for themselves. In the
wood they come upon another house. This house appears to offer nourishment
but is actually a trap. Thus the dangers of "returning home" are
clearly outlined. The children must show independence and deal effectively
with the bad mother image before they can return to their house, a house
that no longer stands in for the maternal body, which is dead. They must
find a way to remedy the split mother, to somehow deal with the anxiety
of being eaten and to emerge with a fully integrated image of the mother.
The way to do this (as
Kristeva notes in Black Sun [1989]) is through matricide,
which is exactly what occurs in the shoving of the witch into the oven.
After the bad mother is killed the children are free to emerge from the
forest and return to the father resuming a natural life, a life without
the fears and anxieties presented by the split of the mother, whose "best
parts" are represented by the jewels taken from the witch. They have
(much as Little Red does) turned from primary identification with the mother
through matricide, which Kristeva posits is the clearest path to autonomy
(Kristeva 1989, 27). |
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<27>
In both "primary" versions of LRRH and "Hansel and
Gretel" the children learn to be responsible and make careful choices
that remove them from the "depressive" state. In LRRH, the girl refuses
the suggestions of the wolf, and is able to escape, after her "last temptation"
into regression, back to her home. In "Hansel and Gretel," the
children are able to trick the witch and deny her cannibalistic need to
incorporate them, and return to their father. In both tales, the bad mother
is eliminated or avoided and thus the child or children are able to continue
on their path. |
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<28>
And where is the father when all of this is going on?
In terms of object relations and early development, the father is not an
essential figure. As previously mentioned, in Melanie Klein's theory the
father is simply seen as an extension of the mother. This is shown in the
tale as the father simply agrees with the mother's plan in the initial manuscript
version of "Hansel and Gretel," and as the total absence of a
father in the oral variant of LRRH. The father becomes important only after
the action had taken place, after the "tale" had ended. In some sense, the
Grimm brothers follow this line of reasoning as they add to the original
tale in LRRH. They write the "next chapter" in which the father appears,
but his actions are muddled and confusing, in the sense that it is not the
father who should bring about the death of the bad mother, thus completing
the child's movement from the depressive position, but the children themselves.
No strangers to displacement, perhaps this is too disruptive a theory for
the Grimms who displace the action of the child onto the hunter, much as
they (and Perrault) displace Little Red's cannibalism onto the wolf. |
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<29>
Thus far this study has explored two maternal tales: one in which the child
must outwit and out maneuver primitive or regressive impulses offered it
by a cannibal wolf; and another in which two children must remedy a split
mother figure, dealing with retaliative cannibalistic impulses of a bad
mother, mending the split mother image and returning home. In both tales,
cannibalism appears as a primary theme. |
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<30>
It is through the connection of women with birth and through the Kleinian
theory of the threat of the mother's retaliation that an intensely interesting
moment occurs when female (maternal) cannibalism is represented. Marina
Warner argues that much of the cannibalism in tales and myth has been perpetrated
by males. This may be true, but the context in which male cannibals appear
is quite a different one, and is hardly as invested with layers of meaning
as it is in regard to female cannibalism which occurs almost exclusively
in a maternal or quasi-maternal context. |
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